Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

YUNHONG GREEN CTI LTD. Major Shareholding Notification 2012

Jan 31, 2012

35083_mrq_2012-02-01_7a1f11ac-a7d9-40c1-b657-9ba03bdfcaf3.zip

Major Shareholding Notification

Open in viewer

Opens in your device viewer

SC 13G/A 1 v300932_sc13ga.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 11)*
CTI Industries Corporation
(Name of Issuer)
Common Stock, No Par Value
(Title of Class of Securities)
125961 30 0
(CUSIP Number)
January 30, 2012
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

£ Rule 13d-1(b)
S Rule 13d-1(c)
£ Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person = s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be A filed @ for the purpose of Section 18 of the Securities Exchange Act of 1934 ( A Act @ ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Field: Page; Sequence: 1

Field: /Page

CUSIP NO. 125961 30 0 13G Page 2 of 5 Pages

Field: Rule-Page

Field: /Rule-Page

NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John H. Schwan

Field: Rule-Page

Field: /Rule-Page

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

2
(b) ¨

Field: Rule-Page

Field: /Rule-Page

3

Field: Rule-Page

Field: /Rule-Page

4
United States

Field: Rule-Page

Field: /Rule-Page

5
NUMBER OF 583,265
SHARES
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY
EACH SOLE DISPOSITIVE POWER
7
REPORTING 583,265
PERSON
SHARED DISPOSITIVE POWER
WITH 8
9
583,265

Field: Rule-Page

Field: /Rule-Page

10

Field: Rule-Page

Field: /Rule-Page

11
18.1%

Field: Rule-Page

Field: /Rule-Page

12
IN

Field: Rule-Page

Field: /Rule-Page

Field: Page; Sequence: 3

Field: /Page

CUSIP NO. 125961 30 0 13G Page 3 of 5 Pages

ITEM 1.

(a) Name of Issuer

CTI Industries Corporation

(b) Address of Issuer = s Principal Executive Offices

22160 North Pepper Road

Barrington, Illinois 60010

ITEM 2

(a) Name of Person Filing

John H. Schwan

(b) Address of principal Business Office or, if none, Residence

22160 North Pepper Road Barrington, Illinois 60010

(c) Citizenship

United States

(d) Title of Class of Securities

Common Stock, No Par Value

(e) CUSIP Number

125961 30 0

ITEM 3

N/A

ITEM 4 OWNERSHIP

(a) Amount Beneficially Owned

583,265

(b) Percent of Class

18.1%

(c) Number of shares as to which such person has:

Field: Page; Sequence: 4

Field: /Page

CUSIP NO. 125961 30 0 13G Page 4 of 5 Pages

(i) sole power to vote or to direct the vote

583,265

(ii) shared power to vote or to direct the vote

(iii) sole power to dispose or to direct the disposition of

583,265

(iv) shared power to dispose or to direct the disposition of

ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

N/A

ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

N/A

ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.

N/A

ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

N/A

ITEM 9 NOTICE OF DISSOLUTION OF GROUP.

N/A

ITEM 10 CERTIFICATION.

N/A

Field: Page; Sequence: 5

Field: /Page

CUSIP NO. 125961 30 0 13G Page 5 of 5 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. The filing of this statement shall not be construed as an admission that the undersigned is for the purpose of Section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this statement.

January 30, 2012
Date
/s/John H. Schwan

Field: Page; Sequence: 6; Options: Last

Field: /Page