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YUM BRANDS INC — Director's Dealing 2021
Apr 30, 2021
30069_dirs_2021-04-30_63612e90-8025-4cc9-ab10-84c28ae3f355.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2021-04-01
Reporting Person: Russell David Eric (Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | M | 5054 | $108.18 | Acquired | 14040 | Direct |
| 2021-04-01 | Common Stock | F | 1365 | $108.18 | Disposed | 12675 | Direct |
| 2021-04-01 | Common Stock | M | 1684 | $108.18 | Acquired | 14359 | Direct |
| 2021-04-01 | Common Stock | F | 455 | $108.18 | Disposed | 13904 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-01 | Phantom Stock | $ | M | 5054 | Disposed | Common Stock (5054) | Direct | |
| 2021-04-01 | Phantom Stock | $ | M | 1684 | Disposed | Common Stock (1684) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 851 | Indirect |
Footnotes
F1: Conversion occurs on a one-for-one basis.
F2: Payments are made in accordance with elections on file.
F3: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.
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