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YUM BRANDS INC — Director's Dealing 2019
Nov 15, 2019
30069_dirs_2019-11-15_c2af0b58-9a25-4331-9381-6ecd7776c4ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2019-11-15
Reporting Person: Gibbs David W (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-15 | Common Stock | M | 2000 | $23.48 | Acquired | 43279 | Direct |
| 2019-11-15 | Common Stock | D | 479 | $98.11 | Disposed | 42800 | Direct |
| 2019-11-15 | Common Stock | S | 1521 | $98.63 | Disposed | 41279 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-15 | Stock Appreciation Right | $23.48 | M | 2000 | Disposed | 2020-02-05 | Common Stock (2000) | Direct |
Footnotes
F1: Pursuant to 10b5-1 Plan
F2: Vesting occurs on a quarterly basis beginning one year from grant date.
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