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YUM BRANDS INC — Director's Dealing 2017
Apr 3, 2017
30069_dirs_2017-04-03_01007221-f4c9-481a-8d08-d3bc593dd8a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2017-04-01
Reporting Person: Russell David Eric (Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-01 | Common Stock | M | 1486 | $63.90 | Acquired | 10098 | Direct |
| 2017-04-01 | Common Stock | F | 461 | $63.90 | Disposed | 9637 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-01 | Phantom Stock | $ | M | 1486 | Disposed | Common Stock (1486) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 920.1189 | Indirect |
Footnotes
F1: Conversion occurs on a one-for-one basis.
F2: Payments are made in accordance with elections on file.
F3: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
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