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YUM BRANDS INC — Director's Dealing 2017
Jul 6, 2017
30069_dirs_2017-07-06_445d00c6-9a08-4ddb-a060-2db5ecd409d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2017-07-03
Reporting Person: Niccol Brian R (CEO, Taco Bell)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-03 | Common Stock | M | 5040 | $28.22 | Acquired | 6719 | Direct |
| 2017-07-03 | Common Stock | D | 3553 | $73.70 | Disposed | 3166 | Direct |
| 2017-07-03 | Common Stock | S | 1487 | $73.82 | Disposed | 1679 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-03 | Stock Appreciation Right | $28.22 | M | 5040 | Disposed | 2020-02-05 | Common Stock (5040) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4969.49 | Indirect |
Footnotes
F1: Pursuant to 10b5-1 Plan
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