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YUM BRANDS INC — Director's Dealing 2016
Nov 9, 2016
30069_dirs_2016-11-09_add7656f-ba1f-42d5-b8d4-36a0dd09bcb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2016-11-07
Reporting Person: WALTER ROBERT D (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-07 | Phantom Stock | $ | P | 2062.7702 | Acquired | Common Stock (2062.7702) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 260.4844 | Acquired | Common Stock (260.4844) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 1695.3204 | Acquired | Common Stock (1695.3204) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 1474.5325 | Acquired | Common Stock (1474.5325) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 1273.7047 | Acquired | Common Stock (1273.7047) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 1080.019 | Acquired | Common Stock (1080.019) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 95.2958 | Acquired | Common Stock (95.2958) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 1022.6996 | Acquired | Common Stock (1022.6996) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 90.2382 | Acquired | Common Stock (90.2382) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 1016.7354 | Acquired | Common Stock (1016.7354) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 89.712 | Acquired | Common Stock (89.712) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 1234.9111 | Acquired | Common Stock (1234.9111) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 208.3912 | Acquired | Common Stock (208.3912) | Direct | |
| 2016-11-07 | Phantom Stock | $ | P | 307.7044 | Acquired | Common Stock (307.7044) | Direct |
Footnotes
F1: Conversion occurs on a one-for-one basis.
F2: Phantom Exercise Date
F3: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
F4: The phantom stock units are acrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! stock after directorship ceases.
F5: The Director Deferred Compensation Plan does not have specified expiration dates.
F6: Payments are made in accordance with elections on file.
F7: The Program does not have specified expiration dates.
F8: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.