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YUM BRANDS INC — Director's Dealing 2014
Nov 25, 2014
30069_dirs_2014-11-25_4c0a0ccf-0c63-441c-abf0-0cb1451beaaa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2014-11-21
Reporting Person: su Jingshyh S (Director, Chair & CEO - China Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-21 | Common Stock | M | 65039 | $22.53 | Acquired | 191779 | Direct |
| 2014-11-21 | Common Stock | S | 90039 | $75.9864 | Disposed | 101740 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-21 | Employee Stock Option (Right to Buy) | $22.53 | M | 65039 | Disposed | 2015-01-28 | Common Stock (65039) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 278361 | Indirect |
Footnotes
F1: Pursuant to 10b5-1 Plan
F2: This transaction was executed in multiple trades at prices ranging from $75.73 to $76.58. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $75.73 to $76.58. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.