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YUM BRANDS INC — Director's Dealing 2013
Oct 29, 2013
30069_dirs_2013-10-29_000b56b9-0cc5-4f79-b003-9f55ca3585ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2013-10-28
Reporting Person: DORMAN DAVID W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-28 | Common Stock | M | 5420 | $22.53 | Acquired | 47111 | Direct |
| 2013-10-28 | Common Stock | M | 5056 | $25.3125 | Acquired | 52167 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-28 | Employee Stock Option (Right to Buy) | $22.53 | M | 5420 | Disposed | 2015-01-28 | Common Stock (5420) | Direct |
| 2013-10-28 | Employee Stock Option (Right to Buy) | $25.3125 | M | 5056 | Disposed | 2015-11-01 | Common Stock (5056) | Direct |
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