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YUM BRANDS INC — Director's Dealing 2013
Aug 14, 2013
30069_dirs_2013-08-14_e15d7fcf-c6cc-4a7a-99cf-d8d7d277038e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2013-08-12
Reporting Person: Bergren Scott (CEO PH and YUM Innov.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-12 | Common Stock | M | 71444 | $29.61 | Acquired | 89833 | Direct |
| 2013-08-12 | Common Stock | D | 46346 | $75.00 | Disposed | 43487 | Direct |
| 2013-08-12 | Common Stock | S | 6590 | $75.0818 | Disposed | 36897 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-12 | Stock Appreciation Right | $29.61 | M | 71444 | Disposed | 2017-01-19 | Common Stock (71444) | Direct |
Footnotes
F1: Pursuant to 10b5-1 Plan
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