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YUM BRANDS INC — Director's Dealing 2013
Apr 3, 2013
30069_dirs_2013-04-03_9c2f837c-e785-4f32-90db-b6f92ba7c51e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2013-04-01
Reporting Person: Creed Greg (CEO - Taco Bell)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-01 | Common Stock | M | 2826 | $71.94 | Acquired | 29774 | Direct |
| 2013-04-01 | Common Stock | F | 1409 | $71.94 | Disposed | 28365 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-01 | Phantom Stock | $ | M | 2826 | Disposed | Common Stock (2826) | Direct |
Footnotes
F1: Conversion occurs on a one-for-one basis.
F2: Phantom Exercise Date
F3: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
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