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YUM BRANDS INC — Director's Dealing 2013
May 1, 2013
30069_dirs_2013-05-01_62c1cb0e-fca4-40ab-a90c-e6c939d2bd64.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2013-05-01
Reporting Person: BLUM JONATHAN DAVID (SVP and Chief Public Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-01 | Common Stock | M | 9500 | $29.29 | Acquired | 31631 | Direct |
| 2013-05-01 | Common Stock | D | 6748 | $67.82 | Disposed | 24883 | Direct |
| 2013-05-01 | Common Stock | S | 2752 | $67.7914 | Disposed | 22131 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-01 | Stock Appreciation Right | $29.29 | M | 9500 | Disposed | 2019-02-05 | Common Stock (9500) | Direct |
Footnotes
F1: Pursuant to 10b5-1 Plan
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