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YUM BRANDS INC — Director's Dealing 2012
Nov 8, 2012
30069_dirs_2012-11-08_07768bba-2bbe-46f4-b0ed-64054e72814e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2012-11-06
Reporting Person: Bergren Scott (CEO PH and YUM Innov.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-06 | Common Stock | M | 24400 | $22.53 | Acquired | 35637 | Direct |
| 2012-11-06 | Common Stock | S | 24400 | $73.07 | Disposed | 11237 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-06 | Employee Stock Option (Right to Buy) | $22.53 | M | 24400 | Disposed | 2015-01-28 | Common Stock (24400) | Direct |
Footnotes
F1: Pursuant to 10b5-1 Plan
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