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YUM BRANDS INC — Director's Dealing 2012
Apr 3, 2012
30069_dirs_2012-04-03_3b137bcd-264a-4c24-a4e5-d3ca4692e63b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2012-04-01
Reporting Person: Carucci Richard (Sr VP Fin/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-01 | Common Stock | M | 1573 | $71.18 | Acquired | 21481 | Direct |
| 2012-04-02 | Common Stock | F | 658 | $71.18 | Disposed | 20823 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-01 | Phantom Stock | $ | M | 1573 | Disposed | Common Stock (1573) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6000 | Indirect |
Footnotes
F1: Conversion occurs on a one-for-one basis.
F2: Phantom Exercise Date
F3: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
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