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YUM BRANDS INC — Director's Dealing 2011
Dec 13, 2011
30069_dirs_2011-12-13_811eda99-16ec-41b1-b1d8-5b79699df283.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2011-12-13
Reporting Person: Eaton Roger G. (CEO - KFC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-13 | Common Stock | M | 6727 | $58.96 | Acquired | 12787 | Direct |
| 2011-12-13 | Common Stock | F | 2759 | $58.96 | Disposed | 10028 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-13 | Phantom Stock | $ | M | 6727 | Disposed | Common Stock (6727) | Direct |
Footnotes
F1: Conversion occurs on a one-for-one basis.
F2: Phantom Exercise Date
F3: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
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