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YUM BRANDS INC — Director's Dealing 2010
Jan 4, 2010
30069_dirs_2010-01-04_7f8a7ab3-314b-4646-a9d0-a0f8760d86e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: YUM BRANDS INC (YUM)
CIK: 0001041061
Period of Report: 2010-01-01
Reporting Person: Pant Muktesh (Pres. Global Brand Building)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-01 | Common Stock | M | 1294 | $34.97 | Acquired | 1294 | Direct |
| 2010-01-01 | Common Stock | F | 324 | $34.97 | Disposed | 970 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-01 | Phantom Stock | $ | M | 1294 | Disposed | Common Stock (1294) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 452 | Indirect |
Footnotes
F1: Conversion occurs on a one-for-one basis.
F2: Phantom Exercise Date
F3: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
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