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Yidu Tech Inc. — Capital/Financing Update 2020
Dec 30, 2020
50408_rns_2020-12-30_ca199adf-79a7-47ad-a837-45eaec8a3a11.pdf
Capital/Financing Update
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Hong Kong Public Offering — White Form eIPO Service Provider application form 香港公開發售 — 白表eIPO服務供應商申請表格 Please use this application form if you are a White Form eIPO Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為白表eIPO服務供應商並代表相關申請人申請認購香港發售股份,請使用本申請表格。
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Yidu Tech Inc. 醫渡科技有限公司
(incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司)
GLOBAL OFFERING
Number of Offer Shares under the Global Offering : 156,450,000 Shares (subject to the Over-allotment Option) Number of Hong Kong Public Offer Shares : 15,645,000 Shares (subject to reallocation) Number of International Offer Shares : 140,805,000 Shares (subject to reallocation and the Over-allotment Option) Maximum Offer Price : HK$26.30 per Offer Share plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars, subject to refund) Nominal value : US$0.00002 per Share Stock code : 2158
Nominal value : Stock code : 2158 全球發售
全球發售的發售股份數目: 156,450,000股股份(視乎超額配股權行使與否而定) 香港公開發售股份數目: 15,645,000股股份(可予重新分配)
國際發售股份數目: 140,805,000股股份(可予重新分配及視乎超額配股權行使與否而定) 最高發售價:每股發售股份26.30港元,另加1%經紀佣金、0.0027%證監會交易徵費及0.005%聯交所 交易費(須於申請時以港元繳足,多繳股款可予退還) 面值:每股股份0.00002美元 股份代號: 2158
Please read carefully the prospectus of Yidu Tech Inc. (the “““ Prospectus ”) (in particular, the section on “How to Apply for Hong Kong Offer Shares” in the Prospectus) and the Company ”) dated December 31, 2020 (the 章程 在填寫本申請表格前,請細閱醫渡科技有限公司(「」)(尤其是招股章程「如何申請香港發售股份」一節)及刊於本申請表格背面的指引。除非本申請 本公司 」)於2020年12月31日刊發的招股章程(「 招股 guide on the back of this application form before completing this application form. Terms defined in the Prospectus 表格另有定義,否則本申請表格所使用的詞語與招股章程所界定者具相同涵義。 have the same meanings when used in this application form unless defined herein. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), 香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港 Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong 結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對本申請表格的內容概 Kong (“ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of this 不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任何部分 application form, make no representation as to its accuracy or completeness and expressly disclaim any liability 內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。 whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this application form. A copy of this application form, the Prospectus and the other documents specified in “Documents Delivered to the 本申請表格、招股章程及招股章程附錄五「送呈公司註冊處處長及備查文件 — 送呈公司註冊處處長 Registrar of Companies and Available for Inspection — Documents Delivered to the Registrar of Companies” in 文件」所列的其他文件,已遵照香港法例第32章公司(清盤及雜項條文)條例第342C條的規定,送呈香 Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by 港公司註冊處處長登記。證監會及香港公司註冊處處長對任何此等文件的內容概不負責。 Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). The SFC and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. Your attention is drawn to the paragraph headed “Personal Data” in the section “How to Apply for Hong Kong 閣下敬請留意招股章程「如何申請香港發售股份」一節「個人信息」一段,當中載有本公司及其香港股 Offer Shares” in the Prospectus which sets out the policies and practices of the Company and its Hong Kong Share 份過戶登記處有關個人資料及遵守香港法例第486章《個人資料(私隱)條例》的政策及措施。 Registrar in relation to personal data and compliance with the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong). Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy 本申請表格或招股章程所載者概不構成出售要約或要約購買的游說,而在任何作出有關要約、游說 nor shall there be any sale of Hong Kong Offer Shares in any jurisdiction in which such offer, solicitation or sales 或出售即屬違法的司法權區內,概不得出售任何香港發售股份。本申請表格及招股章程不得在美國 would be unlawful. This Application Form and the Prospectus are not for distribution, directly or indirectly, in 境內直接或間接派發,而此項申請亦非在美國出售股份的要約。香港發售股份並無亦將不會根據 or into the United States, nor is this application an offer of Shares for sale in the United States. The Hong Kong 1933年美國證券法(經修訂)(「 美國證券法 」)或美國任何州證券法登記,且在未根據美國證券法辦理 Offer Shares have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “ U.S. 登記的情況下不得在美國境內發售或出售,惟根據美國證券法及適用美國州證券法獲豁免登記規定 Securities Act ”) or any state securities law in the United States and may not be offered or sold within the United 或進行不受該等登記規定限制的交易除外。香港發售股份依據美國證券法S規例以及進行發售及出售 States absent registration under the U.S. Securities Act or except pursuant to an exemption from, or in a transaction 的各司法權區適用法律於離岸交易中在美國境外發售及出售。香港發售股份的公開發售將不會在美 not subject to, the registration requirements of the U.S. Securities Act and applicable U.S. state securities laws. The 國進行。 Hong Kong Offer Shares are being offered and sold outside the United States in offshore transactions in reliance on Regulation S under the U.S. Securities Act and the applicable laws of each jurisdiction where those offers and sales occur. No public offering of the Hong Kong Offer Shares will be made in the United States. This application form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) 在任何根據當地法律不得發送、派發或複製本申請表格及招股章程之司法管轄區內,本申請表格及 in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted 招股章程概不得以任何方式發送或派發或複製(全部或部分)。本申請表格及招股章程僅致予 閣下 under the law of that jurisdiction. This application form and the Prospectus are addressed to you personally. 本人。概不得發送或派發或複製本申請表格或招股章程的全部或部分。如未能遵守此項指令,可能 Any forwarding or distribution or reproduction of this application form or the Prospectus in whole or in part is 違反美國證券法或其他司法管轄區的適用法律。 unauthorized. Failure to comply with this directive may result in a violation of the U.S. Securities Act or the applicable laws of other jurisdictions. The allocation of the Offer Shares between the Hong Kong Public Offering and the International Offering will be 按招股章程「全球發售的架構」一節所述,香港公開發售與國際發售之間的發售股份分配可予重新分 subject to reallocation as described in the section headed “Structure of the Global Offering” in the Prospectus. In 配。具體而言,聯席全球協調人或會全權酌情將發售股份從國際發售重新分配至香港公開發售,以 particular, the Joint Global Coordinators may, at their sole discretion, reallocate Offer Shares from the International Offering to the Hong Kong Public Offering to satisfy valid applications under the Hong Kong Public Offering. In Offering to the Hong Kong Public Offering to satisfy valid applications under the Hong Kong Public Offering. In 按招股章程內「全球發售的架構應付香港公開發售的有效申請。根據香港聯交所發表的指引信— 香港公開發售 — 重新分配」一節所述的回撥機制而作出,則於該HKEx-GL91-18,倘上述重新分配並非 accordance with Guidance Letter HKEx-GL91-18 issued by the Hong Kong Stock Exchange, if such reallocation 重新分配後可能重新分配至香港公開發售的發售股份總數最多不得超過向香港公開發售所作之最初 is done other than pursuant to the clawback mechanism as described in the section headed “Structure of the Global 分配的兩倍(即31,290,000股股份,佔全球發售初步可供認購發售股份總數20%)。 Offering — the Hong Kong Public Offering — Reallocation” in the Prospectus, the maximum total number of Offer Shares that may be reallocated to the Hong Kong Public Offering following such reallocation shall be not more than double the initial allocation to the Hong Kong Public Offering (i.e. 31,290,000 Shares, representing 20% of the total number of Offer Shares initially available under the Global Offering). To: Yidu Tech Inc. 致: 醫渡科技有限公司 Joint Sponsors 聯席保薦人 Joint Global Coordinators 聯席全球協調人 Joint Bookrunners 聯席賬簿管理人 Hong Kong Underwriters 香港包銷商 1 We confirm that we have (i) complied with the Guidelines for Electronic Public Offerings and the Operational 我們確認,我們(i)已遵守《電子公開發售指引》及透過銀行╱股票經紀遞交 白表eIPO 申請的運作程 Procedures for White Form eIPO applications submitted via Banks/Stockbrokers and all applicable laws and 序以及與我們就香港公開發售提供 白表eIPO 服務有關的所有適用法例及規例(不論法定或其他); regulations (whether statutory or otherwise) in relation to the provision of our White Form eIPO services 及(ii)已閱讀招股章程及本申請表格所載條款及條件以及申請手續,並同意受其約束。為了代表與 in connection with the Hong Kong Public Offering; and (ii) read the terms and conditions and application 本申請有關的每名相關申請人作出申請,我們: procedures set out in the Prospectus and this application form and agree to be bound by them. Applying on behalf of each of the underlying applicants to whom this application relates, we: • apply for the number of Hong Kong Offer Shares set out below, on the terms and conditions of the ‧ 按照招股章程及本申請表格的條款及條件,並在 貴公司組織章程細則規限下, 申請 以下數目 Prospectus and this application form, and subject to the Articles of Association of the Company; 的香港發售股份; • enclose payment in full for the Hong Kong Offer Shares applied for, including 1% brokerage fee, ‧ 夾附 申請認購香港發售股份所需的全數款項(包括1%經紀佣金、0.0027%證監會交易徵費及 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee; 0.005%聯交所交易費); • confirm that the underlying applicants have undertaken and agreed to accept the Hong Kong Offer ‧ 確認 相關申請人已承諾及同意接納所申請認購或根據本申請分配予該等相關申請人但數目較 Shares applied for, or any lesser number allocated to such underlying applicants on this application; 少的香港發售股份; • undertake and confirm that the underlying applicant(s) and the person for whose benefit the underlying ‧ 承諾 及 確認 相關申請人及相關申請人為其利益而提出申請的人士並無申請或承購或表示有意 applicant(s) is/are applying has/have not applied for or taken up, or indicated an interest for, or received 認購或收取或獲配售或分配(包括有條件及╱或暫定)並將不會申請或承購或表示有意認購任 or been placed or allocated (including conditionally and/or provisionally), and will not apply for or take 何國際發售股份,亦無參與國際發售; up, or indicate an interest for, any International Offer Shares nor otherwise participate in the International Offering; • understand that these declarations and representations will be relied upon by the Company, the directors ‧ 明白 貴公司、 貴公司董事、聯席保薦人及聯席全球協調人將依賴此等聲明及陳述而決定是 of the Company, the Joint Sponsors and the Joint Global Coordinators in deciding whether or not to 否因應本申請而分配任何香港發售股份,相關申請人如作出虛假聲明,可能會被檢控; make any allotment of Hong Kong Offer Shares in response to this application, and that the underlying applicants may be prosecuted if they made a false declaration; • authorize (i) the Company to place the name(s) of the underlying applicant(s) on the register of members ‧ 授權 (i) 貴公司將相關申請人的姓名╱名稱列入 貴公司股東名冊,作為該相關申請人獲分 of the Company as the holder(s) of any Hong Kong Offer Shares to be allotted to them, and such other 配的任何香港發售股份的持有人,及列入 貴公司的組織章程文件規定的有關其他名冊,及 registers as required under the Constitutional Documents of the Company and (ii) and the Company (ii) 貴公司及╱或 貴公司的代理可根據本申請表格及招股章程所載程序按相關申請人的 and/or its agents to send any Share certificate(s) (where applicable) by ordinary post at that underlying 申請指示所指定地址以普通郵遞方式寄發任何股票(如適用),郵誤風險概由該相關申請人承 applicant’s own risk to the address specified in the application instruction of that underlying applicant in 擔; accordance with the procedures prescribed in this application form and in the Prospectus; • request that any e-Refund payment instructions be despatched to the application payment account where ‧ 要求 於申請人使用單一銀行賬戶支付申請股款的情況下,將任何電子退款指示發送至申請付 the applicants had paid the applicant on monies from a single bank account; 款賬戶內; • request that any refund check(s) be made payable to the underlying applicant(s) who had used multiple ‧ 要求 任何退款支票以使用多個銀行賬戶支付申請股款的相關申請人為抬頭人,並根據本申請 bank accounts to pay the application monies and to send any such refund check(s) by ordinary post at that 表格及招股章程所述程序將任何有關退款支票以普通郵遞方式寄發到申請所列的地址,郵誤 underlying applicant’s own risk to the address stated on the application in accordance with the procedures 風險概由該相關申請人承擔; prescribed in this application form and in the Prospectus; • confirm that each underlying applicant has read the terms and conditions and application procedures set ‧ 確認 各相關申請人已閱讀本申請表格及招股章程以及指定網站 www.eipo.com.hk 所載條款及條 out in this application form and in the Prospectus and in the designated website at www.eipo.com.hk , 件以及申請手續,並同意受其約束; and agree to be bound by them; • represent , warrant and undertake (a) that the underlying applicant(s) and any persons for whose ‧ 聲明 、 保證 及 承諾 (a)相關申請人及相關申請人為其利益提出申請的任何人士並不受香港或其 benefit the underlying applicant(s) is/are applying is not restricted by any applicable laws of Hong 他地方之任何適用法律限制提出本申請、支付任何申請股款或獲配發或接納任何香港發售股 Kong or elsewhere from making this application, paying any application monies for, or being allocated 份;及(b)向相關申請人或由相關申請人或為其利益而提出本申請的人士配發或申請認購香港 or taking up, any Hong Kong Offer Shares; and (b) that the allocation of or application for the Hong 發售股份,不會引致 貴公司、聯席保薦人、聯席全球協調人、聯席賬簿管理人及香港包銷商 Kong Offer Shares to the underlying applicant or by underlying applicant or for whose benefit this 或彼等各自的任何高級職員或顧問須遵從香港以外任何地區的法律或規例(不論是否具法律 application is made would not require the Company, the Joint Sponsors, Joint Global Coordinators, 效力)的任何規定;及 Joint Bookrunners and the Hong Kong Underwriters or their respective officers or advisers to comply with any requirements under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong; and • agree that this application, any acceptance of it and the resulting contract, will be governed by and ‧ 同意 本申請、任何對本申請的接納以及因而訂立的合約,將受香港法例管轄及按其詮釋。 construed in accordance with the laws of Hong Kong. Signature Date 簽名 日期 Name of applicant Capacity 申請人名稱 身份 2 We, on behalf of the Total number of Shares Hong Kong Offer Shares on behalf of the underlying applicants whose details are contained in the read only CD-ROM underlying applicants, 股份總數 submitted with this application form. offer to purchase 代表相關申請人提出認購的香港發售股份(申請人的詳細資料載於連同本申請表格遞交的唯讀光碟)。 吾等(代表相關 申請人)要約購買 3 A total of checks Check number(s) 現夾附合共 張支票 支票號碼 are enclosed for HK$ a total sum of 總金額為 港元
Please read carefully the prospectus of Yidu Tech Inc. (the “““ Prospectus ”) (in particular, the section on “How to Apply for Hong Kong Offer Shares” in the Prospectus) and the Company ”) dated December 31, 2020 (the guide on the back of this application form before completing this application form. Terms defined in the Prospectus have the same meanings when used in this application form unless defined herein.
香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港 結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對本申請表格的內容概 不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任何部分 內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。
The allocation of the Offer Shares between the Hong Kong Public Offering and the International Offering will be subject to reallocation as described in the section headed “Structure of the Global Offering” in the Prospectus. In particular, the Joint Global Coordinators may, at their sole discretion, reallocate Offer Shares from the International Offering to the Hong Kong Public Offering to satisfy valid applications under the Hong Kong Public Offering. In Offering to the Hong Kong Public Offering to satisfy valid applications under the Hong Kong Public Offering. In accordance with Guidance Letter HKEx-GL91-18 issued by the Hong Kong Stock Exchange, if such reallocation is done other than pursuant to the clawback mechanism as described in the section headed “Structure of the Global Offering — the Hong Kong Public Offering — Reallocation” in the Prospectus, the maximum total number of Offer Shares that may be reallocated to the Hong Kong Public Offering following such reallocation shall be not more than double the initial allocation to the Hong Kong Public Offering (i.e. 31,290,000 Shares, representing 20% of the total number of Offer Shares initially available under the Global Offering). To: Yidu Tech Inc.
4[Please use ] [BLOCK][ letters ][請用] [正楷][填寫]
Name of White Form eIPO Service Provider 白表eIPO 服務供應商名稱 Chinese name White Form eIPO Service Provider ID 中文名稱 白表eIPO 服務供應商身份識別編碼 Name of contact person Contact number Fax number 聯絡人姓名 聯絡電話號碼 傳真號碼 Address 地址 For Broker use 此欄供經紀填寫 Lodged by 申請由以下經紀遞交 Broker no. 經紀號碼 Broker’s chop 經紀印章
For bank use 此欄供銀行填寫
Hong Kong Public Offering — White Form eIPO Service Provider application form 香港公開發售 — 白表eIPO服務供應商申請表格 Please use this application form if you are a White Form eIPO Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘 閣下為白表eIPO服務供應商並代表相關申請人申請認購香港發售股份,請使用本申請表格。
填寫本申請表格的指引
GUIDE TO COMPLETING THIS APPLICATION FORM
下文提述的號碼乃本申請表格中各欄的編號。
References to boxes below are to the numbered boxes on this application form.
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1 在申請表格欄1簽署及填上日期。僅接受親筆簽名。
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1 Sign and date the application form in Box 1. Only a written signature will be accepted.
簽署人的姓名及代表身份亦必須註明。如要使用本申請表格申請香港發售股份, 閣下必須為名列於證 監會公佈的 白表eIPO 服務供應商名單內可以就香港公開發售提供 白表eIPO 服務的人士。
The name and the representative capacity of the signatory should also be stated. To apply for Hong Kong Offer Shares using this application form, you must be named in the list of White Form eIPO Service Providers who may provide White Form eIPO services in relation to the Hong Kong Public Offering, which was released by the SFC.
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2 在欄2填上 閣下欲代表相關申請人申請認購的香港發售股份總數(請填寫數字)。
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2 Put in Box 2 (in figures) the total number of Hong Kong Offer Shares for which you wish to apply on behalf of the underlying applicants.
閣下代其作出申請的相關申請人資料,必須載於連同本申請表格遞交的一個唯讀光碟格式資料檔案內。
Applicant details of the underlying applicants on whose behalf you are applying must be contained in one data file in read-only CD-ROM format submitted together with this application form.
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3 在欄3填上 閣下付款的詳細資料。
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3 Complete your payment details in Box 3.
閣下必須在此欄註明 閣下連同本申請表格夾附的支票數目;並在每張支票的背面註明(i) 閣下的 白表 eIPO 服務供應商身份識別編碼及(ii)載有相關申請人申請詳細資料的資料檔案的檔案編號。
You must state in this box the number of check(s) you are enclosing together with this application form; and you must state on the reverse of each of those check(s) (i) your White Form eIPO Service Provider ID and (ii) the file number of the data file containing application details of the underlying applicant(s).
此欄所註明的金額必須與欄2所申請認購的香港發售股份總數應付的總金額相同。
The dollar amount(s) stated in this box must be equal to the amount payable for the total number of Hong Kong Offer Shares applied for in Box 2.
所有支票及本申請表格,連同載有該唯讀光碟的密封信封(如有)必須放進蓋上 閣下公司印章的信封 內。
All check(s) and this application form together with a sealed envelope containing the CD-ROM, if any, must be placed in the envelope bearing your company chop.
如以支票繳付股款,該支票必須:
For payments by check, the check must:
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‧ 為港元支票;
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be in Hong Kong dollars;
- ‧ 以在香港開設的港元銀行賬戶開出;
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be drawn on a Hong Kong dollar bank account in Hong Kong;
- ‧ 顯示 閣下(或 閣下代名人)的賬戶名稱;
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show your (or your nominee’s) account name;
‧ 註明抬頭人為「 中國銀行(香港)代理人有限公司 — 醫渡科技公開發售 」( 白表eIPO 適用);
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be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED — YIDU TECH PUBLIC OFFER ” (for White Form eIPO );
- ‧ 以「只准入抬頭人賬戶」劃線方式開出;
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be crossed “Account Payee Only”;
- ‧ 不得為期票;及
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not be post dated; and
- ‧ 由 白表eIPO 服務供應商的授權簽署人簽署。
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be signed by the authorized signatories of the White Form eIPO Service Provider.
倘未能符合任何此等規定或倘支票首次過戶不獲兌現, 閣下的申請可遭拒絕受理。
Your application may be rejected if any of these requirements is not met or if the check is dishonoured on its first presentation.
閣下有責任確保所遞交的支票上的詳細資料與就本申請遞交的唯讀光碟或資料檔案所載的申請詳細資料 相同。 倘出現差異,本公司及聯席全球協調人有絕對酌情權拒絕任何申請。 申請時繳付的款項將不會獲發收據。
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It is your responsibility to ensure that details on the check(s) submitted correspond with the application details 閣下有責任確保所遞交的支票上的詳細資料與就本申請遞交的唯讀光碟或資料檔案所載的申請詳細資料 contained in the CD-ROM or data file submitted in respect of this application. 相同。 The Company and the Joint Global Coordinators have full discretion to reject any applications in the case of 倘出現差異,本公司及聯席全球協調人有絕對酌情權拒絕任何申請。 discrepancies. No receipt will be issued for sums paid on application. 申請時繳付的款項將不會獲發收據。
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4 Insert your details in Box 4 (using BLOCK letters). 4 在欄4填上 閣下的詳細資料(用正楷填寫)。 You should write the name, ID and address of the White Form eIPO Service Provider in this box. You should also 閣下必須在此欄填上 白表eIPO 服務供應商的名稱、身份識別編碼及地址。 閣下亦必須填寫 閣下營業 include the name and telephone number of the contact person at your place of business and where applicable, the 地點的聯絡人士的姓名及電話號碼及(如適用)經紀號碼及加蓋經紀印章。 Broker No. and Broker’s Chop.
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PERSONAL DATA 個人資料 Personal Information Collection Statement 個人資料收集聲明 The main provisions of the Personal Data (Privacy) Ordinance (Cap. 486) (the “ Ordinance ”) came into effect in Hong Kong 第486章《個人資料(私隱)條例》(「486章《個人資料(私隱)條例》(「章《個人資料(私隱)條例》(「(「 條例 」)中的主要條文於1996年12月20日在香港生效。此項個人資料收集聲明1996年12月20日在香港生效。此項個人資料收集聲明年12月20日在香港生效。此項個人資料收集聲明12月20日在香港生效。此項個人資料收集聲明月20日在香港生效。此項個人資料收集聲明20日在香港生效。此項個人資料收集聲明日在香港生效。此項個人資料收集聲明 on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of the Shares of 是向股份申請人及持有人說明本公司及其香港股份過戶登記處有關個人資料及條例方面的政策及措施。 the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data 1. 收集 閣下個人資料的原因 From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest 證券申請人或證券登記持有人申請證券或將證券轉往其名下,或將名下證券轉讓予他人,或要求香港股 correct personal data to the Company or its agents and/or its Hong Kong Share Registrar when applying for securities 份過戶登記處提供服務時,須不時向本公司或其代理及╱或其香港股份過戶登記處提供其最新的準確個 or transferring securities into or out of their names or in procuring the services of and the Hong Kong Share Registrar. 人資料。 Failure to supply the requested data may result in your application for securities being rejected or in delay or inability 未能提供所要求的資料可能導致 閣下的證券申請被拒絕或延遲,或本公司及╱或香港股份過戶登記處 of the Company and/or the Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also 無法落實證券轉讓或提供服務。此舉亦可能妨礙或延遲登記或轉讓 閣下獲接納申請的香港發售股份及 prevent or delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/or ╱或寄發股票及╱或發送電子退款指示及╱或寄發 閣下應得的退款支票。 the despatch of Share certificate(s), and/or the despatch of e-Refund payment instructions, and/or the despatch of refund check(s) to which you are entitled. It is important that holders of securities inform the Company and the Hong Kong Share Registrar immediately of any 證券持有人所提供的個人資料如有任何錯誤,須立即通知本公司及香港股份過戶登記處。 inaccuracies in the personal data supplied.
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2. Purposes 2. 用途 The personal data of the applicants and the holders of securities may be used, held and/or stored (by whatever means) 證券申請人及持有人的個人資料可作以下用途使用、持有及╱或保存(不論何種方式): for the following purposes: • processing of your application and e-Refund payment instructions/refund check, where applicable, and ‧ 處理 閣下的申請及電子退款指示╱退款支票(如適用)及核實是否符合本表格及招股章程所載條 verification of compliance with the terms and application procedures set out in this form and the Prospectus and 款及申請手續及公佈香港發售股份的分配結果; announcing results of allocation of the Hong Kong Offer Shares;
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• enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere; ‧ 使香港及其他地區的所有適用法律及法規得到遵守; • registering new issues or transfers into or out of the names of holders of securities including, where applicable, in ‧ 以證券持有人(包括以香港結算代理人(如適用))的名義登記新發行證券或轉讓或受讓證券; the name of HKSCC Nominees;
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• maintaining or updating the registers of holders of securities of the Company; ‧ 存置或更新本公司證券持有人的名冊; • conducting or assisting to conduct signature verifications, any other verification or exchange of information; ‧ 進行或協助進行簽名核對、任何其他核對或交換資料; • establishing benefit entitlements of holders of securities of the Company, such as dividends, rights issues and ‧ 確定本公司證券持有人的受益權利,如股息、供股及紅股等; bonus issues, etc;
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• distributing communications from the Company and its subsidiaries; ‧ 分發本公司及其附屬公司的公司通訊; • compiling statistical information and Shareholder profiles; ‧ 編製統計資料及股東資料; • making disclosures as required by laws, rules or regulations; ‧ 遵照法例、規則或規例的要求作出披露; • disclosing identities of successful applicants by way of press announcement(s) or otherwise; ‧ 透過報章公告或其他方式披露獲接納申請人的身份; • disclosing relevant information to facilitate claims on entitlements; and ‧ 披露有關資料以便就權益提出申索;及 • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong ‧ 與上述者有關的任何其他附帶或相關用途及╱或使本公司及香港股份過戶登記處能履行對證券持 Kong Share Registrar to discharge their obligations to holders of securities and/ or regulators and/or any other 有人及╱或監管機構承擔的責任及╱或證券持有人不時同意的任何其他用途。 purpose to which the holders of securities may from time to time agree.
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3. Transfer of personal data 3. 轉交個人資料 Personal data held by the Company and the Hong Kong Share Registrar relating to the holders of securities will be kept 本公司及香港股份過戶登記處會對證券持有人的個人資料保密,但本公司及其香港股份過戶登記處可在 confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving the above 將資料用作上述用途的必要情況下作出彼等認為必要之查詢以確定個人資料的準確性,尤其可能會向下 purposes or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personal data 列任何及所有人士及機構披露、獲取或轉交證券持有人的個人資料(無論在香港境內或境外): and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the holders of securities to, from or with any and all of the following persons and entities: • the Company or the appointed agents of the Company such as financial advisers, receiving bankers and overseas ‧ 本公司或本公司委任的代理,如財務顧問、收款銀行及主要海外過戶登記處; principal registrars;
PERSONAL DATA 個人資料 Personal Information Collection Statement 個人資料收集聲明 The main provisions of the Personal Data (Privacy) Ordinance (Cap. 486) (the “ Ordinance ”) came into effect in Hong Kong 第486章《個人資料(私隱)條例》(「486章《個人資料(私隱)條例》(「章《個人資料(私隱)條例》(「(「 條例 」)中的主要條文於1996年12月20日在香港生效。此項個人資料收集聲明1996年12月20日在香港生效。此項個人資料收集聲明年12月20日在香港生效。此項個人資料收集聲明12月20日在香港生效。此項個人資料收集聲明月20日在香港生效。此項個人資料收集聲明20日在香港生效。此項個人資料收集聲明日在香港生效。此項個人資料收集聲明 on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of the Shares of 是向股份申請人及持有人說明本公司及其香港股份過戶登記處有關個人資料及條例方面的政策及措施。 the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data 1. 收集 閣下個人資料的原因 From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest 證券申請人或證券登記持有人申請證券或將證券轉往其名下,或將名下證券轉讓予他人,或要求香港股 correct personal data to the Company or its agents and/or its Hong Kong Share Registrar when applying for securities 份過戶登記處提供服務時,須不時向本公司或其代理及╱或其香港股份過戶登記處提供其最新的準確個 or transferring securities into or out of their names or in procuring the services of and the Hong Kong Share Registrar. 人資料。 Failure to supply the requested data may result in your application for securities being rejected or in delay or inability 未能提供所要求的資料可能導致 閣下的證券申請被拒絕或延遲,或本公司及╱或香港股份過戶登記處 of the Company and/or the Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also 無法落實證券轉讓或提供服務。此舉亦可能妨礙或延遲登記或轉讓 閣下獲接納申請的香港發售股份及 prevent or delay registration or transfer of the Hong Kong Offer Shares which you have successfully applied for and/or ╱或寄發股票及╱或發送電子退款指示及╱或寄發 閣下應得的退款支票。 the despatch of Share certificate(s), and/or the despatch of e-Refund payment instructions, and/or the despatch of refund check(s) to which you are entitled. It is important that holders of securities inform the Company and the Hong Kong Share Registrar immediately of any 證券持有人所提供的個人資料如有任何錯誤,須立即通知本公司及香港股份過戶登記處。
- ‧ (如證券申請人要求將證券存於中央結算系統)香港結算或香港結算代理人;彼等將會就中央結算 系統的運作使用有關個人資料;
• where applicants for securities request deposit into CCASS, to HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;
- ‧ 向本公司及╱或香港股份過戶登記處提供與其各自業務運作有關的行政、電訊、電腦、付款或其他 服務的任何代理、承辦商或第三方服務供應商;
• any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company and/or the Hong Kong Share Registrar in connection with the operation of their respective businesses;
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‧ 聯交所、證監會及任何其他法定、監管或政府機關;及
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the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and
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‧ 證券持有人與其進行或擬進行交易的任何其他人士或機構,如其銀行、律師、會計師或股票經紀 等。
• any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc.
4. 個人資料的保留
4. Retention of personal data
本公司及香港股份過戶登記處將按收集個人資料所需的用途保留證券申請人及持有人的個人資料。無需 保留的個人資料將會根據條例銷毀或處理。
The Company and the Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
5. 查閱及更正個人資料
5. Access and correction of personal data
條例賦予證券持有人權利以確定本公司或香港股份過戶登記處是否持有其個人資料、索取有關資料副本 及更正任何不準確之資料。根據條例規定,本公司及香港股份過戶登記處有權就處理任何查閱資料的要 求收取合理費用。根據條例,所有關於查閱資料或更正資料或查詢有關政策及措施的資料及所持有資料 類別的要求,應按照招股章程「公司資料」一節中披露的本公司註冊辦事處或根據適用法律不時通知的地 址,向本公司的公司秘書或香港股份過戶登記處私隱事務主任(視乎情況而定)提出。
The Ordinance provides the holders of securities with rights to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and the kinds of data held should be addressed to the Company at its registered office disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time in accordance with applicable law, for the attention of the Company secretary or (as the case may be) the Hong Kong Share Registrar for the attention of the Privacy Compliance Officer for the purposes of the Ordinance.
閣下簽署本表格,即表示同意上述所有規定。
By signing this form, you agree to all of the above.
DELIVERY OF THIS APPLICATION FORM
This completed application form, together with the appropriate check(s) and a sealed envelope containing the CD-ROM, must be submitted to the following receiving bank by 4:00 p.m. on Thursday, January 7, 2021:
Bank of China (Hong Kong) Limited 6/F, Bank of China Centre 11 Hoi Fai Road West Kowloon
遞交本申請表格
經填妥的本申請表格,連同相關支票及載有唯讀光碟的密封信封,必須於2021年1月7日(星期四)下午四時正前,送達下列 收款銀行:
中國銀行(香港)有限公司 西九龍 海輝道11號
中銀中心6樓