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Yext, Inc. — Director's Dealing 2017
Apr 21, 2017
32156_dirs_2017-04-21_f8e80205-f33a-47b8-98a6-d5d5a0e536d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Yext, Inc. (YEXT)
CIK: 0001614178
Period of Report: 2017-04-19
Reporting Person: Institutional Venture Management XII, LLC (10% Owner)
Reporting Person: Institutional Venture Partners XII LP (10% Owner)
Reporting Person: Institutional Venture Management XI, LLC (10% Owner)
Reporting Person: Institutional Venture Partners XI LP (10% Owner)
Reporting Person: INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG (10% Owner)
Reporting Person: Chaffee Todd C (10% Owner)
Reporting Person: FOGELSONG NORMAN A (10% Owner)
Reporting Person: Harrick Stephen J (10% Owner)
Reporting Person: Miller J Sanford (10% Owner)
Reporting Person: Phelps Dennis B (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-19 | Common Stock | C | 7220921 | — | Acquired | 8616693 | Indirect |
| 2017-04-19 | Common Stock | C | 963391 | — | Acquired | 9580084 | Indirect |
| 2017-04-19 | Common Stock | C | 475750 | — | Acquired | 10055834 | Indirect |
| 2017-04-19 | Common Stock | C | 1272724 | — | Acquired | 11328558 | Indirect |
| 2017-04-19 | Common Stock | C | 533719 | — | Acquired | 533719 | Indirect |
| 2017-04-19 | Common Stock | C | 85445 | — | Acquired | 85445 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-19 | Series C Preferred Stock | $ | C | 7220921 | Disposed | Common Stock (7220921) | Indirect | |
| 2017-04-19 | Series D Preferred Stock | $ | C | 963391 | Disposed | Common Stock (963391) | Indirect | |
| 2017-04-19 | Series E Preferred Stock | $ | C | 475750 | Disposed | Common Stock (475750) | Indirect | |
| 2017-04-19 | Series F Preferred Stock | $ | C | 1272724 | Disposed | Common Stock (1272724) | Indirect | |
| 2017-04-19 | Series F Preferred Stock | $ | C | 533719 | Disposed | Common Stock (533719) | Indirect | |
| 2017-04-19 | Series F Preferred Stock | $ | C | 85445 | Disposed | Common Stock (85445) | Indirect |
Footnotes
F1: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.
F2: The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the respective shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
F3: Each share of the Issuer's Series D Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock did not have an expiration date.
F4: Each share of the Issuer's Series E Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series E Preferred Stock did not have an expiration date.
F5: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.
F6: The shares are owned by Institutional Venture Partners XI, L.P. ("IVP XI"), which is under common control with Institutional Venture Partners XI GmbH & Co. Beteiligungs KG ("IVP XI KG"). Institutional Venture Management XI, LLC ("IVM XI") serves as the sole General Partner of IVP XI, and has sole voting and investment control over the respective shares owned by IVP XI, and may be deemed to own beneficially the shares held by IVP XI. IVM XI however owns no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller and Phelps are Managing Directors of IVM XI and share voting and dispositive power over the shares held by IVP XI and IVP XI KG. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
F7: The shares are owned by IVP XI KG, which is under common control with IVP XI. IVM XI serves as the sole managing limited partner of IVP XI KG, and has sole voting and investment control over the respective shares owned by IVP XI KG, and may be deemed to own beneficially the shares held by IVP XI KG. IVM XI however owns no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller and Phelps are Managing Directors of IVM XI and share voting and dispositive power over the shares held by IVP XI KG. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.