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Xylem Inc. — Director's Dealing 2011
Nov 9, 2011
30109_dirs_2011-11-09_199da9f8-ad0b-42e8-89eb-9d38efd02811.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xylem Inc. (XYL)
CIK: 0001524472
Period of Report: 2011-11-07
Reporting Person: Speetzen Michael T (Chief Financial Officer & SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-07 | Common Stock | A | 22724 | $0.00 | Acquired | 48732 | Direct |
| 2011-11-07 | Common Stock | A | 4810 | $0.00 | Acquired | 53542 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-07 | Employee Stock Option (Right to Buy) | $24.60 | A | 67431 | Acquired | 2021-11-07 | Common Stock (67431) | Direct |
Footnotes
F1: Reflects an award of restricted stock units ("RSUs"), which are scheduled to vest on November 7, 2014.
F2: Reflects the conversion of the unvested portions of cash-settled total shareholder return ("TSR") awards previously granted by ITT Corporation into RSUs of Xylem Inc. in connection with the spin-off of Xylem Inc. from ITT Corporation. 1,581 RSUs were awarded in respect of 2010 TSR awards and will vest on December 31, 2012. 3,229 RSUs were awarded in respect of 2011 TSR awards and will vest on December 31, 2013.
F3: These options vest in three equal annual installments beginning on November 7, 2012.