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Xylem Inc. — Director's Dealing 2011
Nov 3, 2011
30109_dirs_2011-11-03_e8672979-5b5e-469f-89fe-afa35b45d0f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xylem Inc. (XYL)
CIK: 0001524472
Period of Report: 2011-11-01
Reporting Person: Jimenez Frank R (SVP & GC & Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-01 | Common Stock | A | 12665 | $0.00 | Acquired | 20066 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-01 | Employee Stock Option (Right to Buy) | $25.72 | A | 29452 | Acquired | 2016-06-09 | Common Stock (29452) | Direct |
| 2011-11-01 | Employee Stock Option (Right to Buy) | $30.03 | A | 21179 | Acquired | 2020-03-05 | Common Stock (21179) | Direct |
| 2011-11-01 | Employee Stock Option (Right to Buy) | $32.38 | A | 28865 | Acquired | 2021-03-03 | Common Stock (28865) | Direct |
Footnotes
F1: The total amount of securities beneficially owned following the reported transactions includes securities that were received in connection with the spin-off of Xylem Inc. from ITT Corporation in a transaction that was exempt from reporting under Rule 16a-9 under the Securities Exchange Act of 1934.
F2: 19,636 options are vested and exercisable and the remainder will vest on June 9, 2012.
F3: 7,060 options are vested and exercisable and the remainder will vest in two equal annual installments beginning on March 5, 2012.
F4: These options will vest in three equal annual installments beginning on March 3, 2012.