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Xylem Inc. — Director's Dealing 2011
Nov 3, 2011
30109_dirs_2011-11-03_067525c6-c905-4af9-ba15-ae618863e489.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xylem Inc. (XYL)
CIK: 0001524472
Period of Report: 2011-11-01
Reporting Person: Sabol Colin R (SVP & Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-01 | Common Stock | A | 7760 | $0.00 | Acquired | 14814 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-01 | Employee Stock Option (Right to Buy) | $28.02 | A | 10981 | Acquired | 2013-09-26 | Common Stock (10981) | Direct |
| 2011-11-01 | Employee Stock Option (Right to Buy) | $32.56 | A | 9004 | Acquired | 2014-03-07 | Common Stock (9004) | Direct |
| 2011-11-01 | Employee Stock Option (Right to Buy) | $29.81 | A | 10687 | Acquired | 2015-03-10 | Common Stock (10687) | Direct |
| 2011-11-01 | Employee Stock Option (Right to Buy) | $18.63 | A | 19148 | Acquired | 2016-03-05 | Common Stock (19148) | Direct |
| 2011-11-01 | Employee Stock Option (Right to Buy) | $30.03 | A | 14828 | Acquired | 2020-03-05 | Common Stock (14828) | Direct |
| 2011-11-01 | Employee Stock Option (Right to Buy) | $32.38 | A | 14437 | Acquired | 2021-03-03 | Common Stock (14437) | Direct |
Footnotes
F1: The total amount of securities beneficially owned following the reported transactions includes securities that were received in connection with the spin-off of Xylem Inc. from ITT Corporation in a transaction that was exempt from reporting under Rule 16a-9 under the Securities Exchange Act of 1934.
F2: These options are fully vested and exercisable.
F3: 12,766 options are vested and exercisable and the remainder will vest on March 5, 2012.
F4: 4,942 options are vested and exercisable and the remainder will vest in two equal annual installments beginning on March 5, 2012.
F5: These options vest in three equal annual installments beginning on March 3, 2012.