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Xylem Inc. — Director's Dealing 2011
Nov 9, 2011
30109_dirs_2011-11-09_ef7d12c5-c601-4c1d-af6d-c7c5d1bad306.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xylem Inc. (XYL)
CIK: 0001524472
Period of Report: 2011-11-07
Reporting Person: McIntire Christopher R (SVP, and President, Analytics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-07 | Common Stock | A | 9146 | $0.00 | Acquired | 17194 | Direct |
| 2011-11-07 | Common Stock | A | 1371 | $0.00 | Acquired | 18565 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-07 | Employee Stock Option (Right to Buy) | $24.60 | A | 27141 | Acquired | 2021-11-07 | Common Stock (27141) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 137 | Indirect |
Footnotes
F1: Reflects an award of restricted stock units ("RSUs"), which are scheduled to vest on November 7, 2014.
F2: Reflects the conversion of the unvested portions of cash-settled total shareholder return ("TSR") awards previously granted by ITT Corporation into RSUs of Xylem Inc. in connection with the spin-off of Xylem Inc. from ITT Corporation. 1,371 RSUs were awarded in respect of 2011 TSR awards and will vest on December 31, 2013.
F3: As of November 7, 2011.
F4: These options vest in three equal annual installments beginning on November 7, 2012.