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XWELL, Inc. — Director's Dealing 2014
Jan 31, 2014
35356_dirs_2014-01-31_85b81a42-076c-446e-bdd0-59e77a6d2eba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vringo Inc (VRNG)
CIK: 0001410428
Period of Report: 2014-01-29
Reporting Person: Cohen David L. (Chief Legal and IP Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-29 | Common Stock, $0.01 par value per share | M | 100000 | $3.72 | Acquired | 183853 | Direct |
| 2014-01-29 | Common Stock, $0.01 par value per share | S | 100000 | $5.0002 | Disposed | 83853 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-29 | Option | $3.72 | M | 100000 | Disposed | 2022-07-26 | Common Stock (100000) | Direct |
Footnotes
F1: Of which, 67,708 shares of common stock are represented by unvested restricted stock units.
F2: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2013.
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