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XWELL, Inc. — Director's Dealing 2013
Dec 31, 2013
35356_dirs_2013-12-31_37f9b451-0c7e-4f8f-b658-7e744cdbfd34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vringo Inc (VRNG)
CIK: 0001410428
Period of Report: 2013-10-11
Reporting Person: Berger Alexander R. (Director, COO & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-11 | Common Stock, $0.01 par value per share | G | 292000 | — | Disposed | 0 | Indirect |
| 2013-10-11 | Common Stock, $0.01 par value per share | G | 113543 | — | Disposed | 637500 | Direct |
| 2013-12-31 | Common Stock, $0.01 par value per share | S | 28385 | $2.9509 | Disposed | 609115 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value per share | 1542282 | Indirect |
Footnotes
F1: Gift of shares of common stock to the AR Berger 2013 Irrevocable Grantor Trust for estate and tax planning purposes.
F2: Gift of shares of common stock to the AR Berger 2013 Irrevocable Grantor Trust for estate and tax planning purposes.
F3: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2013 to cover tax liabilities.
F4: Of which, 580,730 shares of common stock are represented by unvested restricted stock units.
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