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XWELL, Inc. — Director's Dealing 2013
Feb 13, 2013
35356_dirs_2013-02-13_cf410788-c130-4f2a-bf16-b60eba50312d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vringo Inc (VRNG)
CIK: 0001410428
Period of Report: 2013-02-11
Reporting Person: Perlman Andrew D (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-11 | Common Stock, $0.01 par value per share | A | 175000 | — | Acquired | 874978 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-11 | Option | $3.18 | A | 625000 | Acquired | 2023-02-11 | Common Stock (625000) | Direct |
Footnotes
F1: One-twelfth (1/12) of the number of restricted stock units granted shall vest at the end of each calendar quarter over three (3) years, however the first and second tranches (for the first and second quarters of 2013) shall both vest on the last day of the second (2nd) quarter of 2013.
F2: Includes 765,625 shares of common stock that are represented by unvested restricted stock units.
F3: One-twelfth (1/12) of the number of options granted shall vest on the last day of each calendar quarter over three (3) years, with the first tranche of options vesting at the end of the first quarter of 2013.