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XWELL, Inc. — Director's Dealing 2013
May 8, 2013
35356_dirs_2013-05-08_b84e5af1-38b7-49ae-8afc-608fa20da355.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Vringo Inc (VRNG)
CIK: 0001410428
Period of Report: 2013-05-07
Reporting Person: Cohen David L. (Chief Legal and IP Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 90625 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $3.72 | 2022-07-26 | Common Stock (200000) | Direct | |
| Option | $3.44 | 2022-08-08 | Common Stock (476666) | Direct | |
| Option | $3.18 | 2013-02-11 | Common Stock (200000) | Direct |
Footnotes
F1: Represents unvested restricted stock units.
F2: These options to purchase shares of common stock of the Issuer are exercisable over a three-year period, with 1/12 of the options granted vesting on a quarterly basis commencing on July 26, 2012.
F3: These options to purchase shares of common stock of the Issuer are exercisable over a three-year period, with 1/12 of the options granted vesting on a quarterly basis commencing on August 8, 2012.
F4: These options to purchase shares of common stock of the Issuer are exercisable over a three-year period, with 1/12 of the options granted vesting an a quarterly basis on the last day of each calendar quarter, with the first tranche of options vesting at the end of the first quarter of 2013.