XTRACT RESOURCES PLC — Major Shareholding Notification 2014

Aug 26, 2014

National Storage Mechanism | Additional information

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RNS Number : 0188Q

Xtract Resources plc

26 August 2014

For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii												Xtract Resources Plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights																		X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):			Holding decreased below 10% threshold
3. Full name of person(s) subject to the notification obligation: iii									YA Global Master SPV, Ltd
4. Full name of shareholder(s) (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or reached: v									December 2013
6. Date on which issuer notified:									August 22, 2014
7. Threshold(s) that is/are crossed or reached: vi, vii									2.9%
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODE	Situation previous to the triggering transaction							Resulting situation after the triggering transaction
Number of Shares				Number of Voting Rights			Number of shares					Number of voting rights				% of  voting rights x
Direct					Direct xi		Indirect xii		Direct	Indirect
	261,729,539				261,729,539			261,729,539					261,729,539				7.3%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument				Expiration date xiii		Exercise/ Conversion Period xiv						Number of voting rights that may be acquired if the instrument is exercised/ converted.					% of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument		Exercise price			Expiration date xvii		Exercise/ Conversion period xviii					Number of voting rights instrument refers to				% of voting rights xix, xx
																Nominal		Delta
Total (A+B+C)
Number of voting rights										Percentage of voting rights
261,729,539										7.3%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Directly owned by YA Global Master SPV, Ltd pursuant to the SEDA and Swap Agreements.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name:										Steven Goldstein
15. Contact telephone number:										201-985-8300
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)										YA Global Master SPV, Ltd
Contact address (registered office for legal entities)										1012 Springfield Ave., Mountainside, NJ 07092
Phone number & email										201-985-8300
Other useful information (at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name										Steven S. Goldstein
Contact address										1012 Springfield Ave., Mountainside, NJ 07092
Phone number & email										201-985-8300 & sgoldstein@yorkvilleadvisors.com
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.

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