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XPO, Inc. — Director's Dealing 2018
Jan 3, 2018
30406_dirs_2018-01-03_9ee0ca47-6811-4ed2-8fb3-a4d863029dcc.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: XPO Logistics, Inc. (XPO)
CIK: 0001166003
Period of Report: 2018-01-02
Reporting Person: DeJoy Louis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Common Stock, par value $0.001 per share | A | 7957 | — | Acquired | 456979 | Direct |
| 2018-01-02 | Common Stock, par value $0.001 per share | F | 2689 | $91.59 | Disposed | 454290 | Direct |
| 2018-01-03 | Common Stock, par value $0.001 per share | M | 3970 | — | Acquired | 458260 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-03 | Restricted Stock Unit | $ | M | 3970 | Disposed | Common Stock, par value $0.001 per share (3970.0) | Direct | |
| 2018-01-02 | Restricted Stock Unit | $ | A | 2071 | Acquired | Common Stock, par value $0.001 per share (2071.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 192086 | Indirect |
Footnotes
F1: The shares of Common Stock were issued to the Reporting Person pursuant to the Retirement and Release Agreement dated December 7, 2015 between the Issuer and the Reporting Person ("Retirement Agreement").
F2: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to satisfy the minimum statutory tax withholding requirements attributable to issuance of stock under the Retirement Agreement. This is not a discretionary transaction or open market sale.
F3: The Louis DeJoy Family Partnership, LLC is the direct beneficial owner of these securities. Louis DeJoy is the Managing Member of The Louis DeJoy Family Partnership, LLC.
F4: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
F5: The RSUs vested in full on January 3, 2018.
F6: The RSUs shall vest on January 2, 2019, subject to the Reporting Person's continued service as a director of the Issuer.