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XPO, Inc. — Director's Dealing 2012
Dec 20, 2012
30406_dirs_2012-12-20_67a33699-bf3a-4c06-8127-933401055a71.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XPO Logistics, Inc. (XPO)
CIK: 0001166003
Period of Report: 2012-12-20
Reporting Person: SHAFFER OREN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-20 | Common Stock, par value $0.001 per share | M | 2500 | — | Acquired | 12500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 | Restricted Stock Units | $ | M | 2500 | Disposed | Common Stock, par value $0.001 per share (2500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock, par value $0.001 per share (2500) | 2500 | Direct | |
| Director Stock Options (right to buy) | $16.74 | 2022-12-11 | Common Stock, par value $0.001 per share (8000) | 8000 | Direct |
| Director Stock Options (right to buy) | $9.28 | 2021-11-21 | Common Stock, par value $0.001 per share (8000) | 8000 | Direct |
| Warrants | $7 | 2021-09-02 | Common Stock, par value $0.001 per share (8500) | 8500 | Direct |
Footnotes
F1: The Restricted Stock Units shall vest on December 11, 2013, subject to the Reporting Person's continued service as a director of the Issuer.
F2: The Director Stock Options shall vest and become exercisable on December 11, 2013, subject to the Reporting Person's continued service as a director of the Issuer.
F3: The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
F4: Represents shares of Common Stock initially issuable upon the exercise of Warrants, subject to adjustment as set forth in the Warrant Certificate.
F5: Each Restricted Stock Unit represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
F6: These Restricted Stock Units vested in full on September 2, 2012 and were settled on December 20, 2012.