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Xometry, Inc. — Director's Dealing 2021
Jul 8, 2021
31491_dirs_2021-07-08_cf02c2e8-a8a8-401f-a04d-0f53b0380d8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xometry, Inc. (XMTR)
CIK: 0001657573
Period of Report: 2021-07-02
Reporting Person: Zuriff Laurence (Director, Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-02 | Common Stock | J | 2147916 | — | Disposed | 0 | Direct |
| 2021-07-02 | Class A Common Stock | J | 2147916 | — | Acquired | 2147916 | Direct |
| 2021-07-02 | Class A Common Stock | J | 1200843 | — | Disposed | 947073 | Direct |
| 2021-07-02 | Common Stock | J | 300000 | — | Disposed | 0 | Indirect |
| 2021-07-02 | Class A Common Stock | J | 300000 | — | Acquired | 300000 | Indirect |
| 2021-07-02 | Common Stock | J | 300000 | — | Disposed | 0 | Indirect |
| 2021-07-02 | Class A Common Stock | J | 300000 | — | Acquired | 300000 | Indirect |
| 2021-07-02 | Common Stock | J | 300000 | — | Disposed | 0 | Indirect |
| 2021-07-02 | Class A Common Stock | J | 300000 | — | Acquired | 300000 | Indirect |
| 2021-07-02 | Class A Common Stock | C | 201176 | — | Acquired | 201176 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-02 | Stock Option (right to buy) | $1.65 | J | 14584 | Disposed | 2028-01-29 | Common Stock (14584) | Direct |
| 2021-07-02 | Stock Option (right to buy) | $1.65 | J | 14584 | Acquired | 2028-01-29 | Class A Common Stock (14584) | Direct |
| 2021-07-02 | Stock Option (right to buy) | $3.65 | J | 129360 | Disposed | 2029-08-07 | Common Stock (129360) | Direct |
| 2021-07-02 | Stock Option (right to buy) | $3.65 | J | 129360 | Acquired | 2029-08-07 | Class A Common Stock (129360) | Direct |
| 2021-07-02 | Series Seed-1 Preferred Stock | $ | C | 128102 | Disposed | Class A Common Stock (128102) | Indirect | |
| 2021-07-02 | Series Seed-2 Preferred Stock | $ | C | 43796 | Disposed | Class A Common Stock (43796) | Indirect | |
| 2021-07-02 | Series A-1 Preferred Stock | $ | C | 29278 | Disposed | Class A Common Stock (29278) | Indirect | |
| 2021-07-02 | Class B Common Stock | $ | J | 1200843 | Acquired | Class A Common Stock (1200843) | Direct |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.
F2: Immediately prior to the completion of the Issuer's initial public offering of Class A Common stock, the shares of the Issuer's Class A Common Stock held by the Reporting Person were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock pursuant to an exchange agreement between the Issuer and Reporting Person, as previously approved by the Issuer's board of directors.
F3: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F4: One quarter (1/4) of the shares vested on January 1, 2019, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.
F5: One quarter (1/4) of the shares vested on May 2, 2020, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.
F6: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) sale or transfer of such share of Class B common stock; (2) the death or incapacity of the Reporting Person; (3) the Reporting Person's departure from the Issuer's board of directors; and (4) on the final conversion date, defined as the earlier of (a) the seventh anniversary of the Issuer's IPO; or (b) the date specified by vote of the holders of a majority of the outstanding shares of Class B common stock.