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Xometry, Inc. Director's Dealing 2021

Jul 8, 2021

31491_dirs_2021-07-08_cf02c2e8-a8a8-401f-a04d-0f53b0380d8b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xometry, Inc. (XMTR)
CIK: 0001657573
Period of Report: 2021-07-02

Reporting Person: Zuriff Laurence (Director, Chief Strategy Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-02 Common Stock J 2147916 Disposed 0 Direct
2021-07-02 Class A Common Stock J 2147916 Acquired 2147916 Direct
2021-07-02 Class A Common Stock J 1200843 Disposed 947073 Direct
2021-07-02 Common Stock J 300000 Disposed 0 Indirect
2021-07-02 Class A Common Stock J 300000 Acquired 300000 Indirect
2021-07-02 Common Stock J 300000 Disposed 0 Indirect
2021-07-02 Class A Common Stock J 300000 Acquired 300000 Indirect
2021-07-02 Common Stock J 300000 Disposed 0 Indirect
2021-07-02 Class A Common Stock J 300000 Acquired 300000 Indirect
2021-07-02 Class A Common Stock C 201176 Acquired 201176 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-02 Stock Option (right to buy) $1.65 J 14584 Disposed 2028-01-29 Common Stock (14584) Direct
2021-07-02 Stock Option (right to buy) $1.65 J 14584 Acquired 2028-01-29 Class A Common Stock (14584) Direct
2021-07-02 Stock Option (right to buy) $3.65 J 129360 Disposed 2029-08-07 Common Stock (129360) Direct
2021-07-02 Stock Option (right to buy) $3.65 J 129360 Acquired 2029-08-07 Class A Common Stock (129360) Direct
2021-07-02 Series Seed-1 Preferred Stock $ C 128102 Disposed Class A Common Stock (128102) Indirect
2021-07-02 Series Seed-2 Preferred Stock $ C 43796 Disposed Class A Common Stock (43796) Indirect
2021-07-02 Series A-1 Preferred Stock $ C 29278 Disposed Class A Common Stock (29278) Indirect
2021-07-02 Class B Common Stock $ J 1200843 Acquired Class A Common Stock (1200843) Direct

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class A Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2: Immediately prior to the completion of the Issuer's initial public offering of Class A Common stock, the shares of the Issuer's Class A Common Stock held by the Reporting Person were exchanged at a 1:1 ratio for shares of the Issuer's Class B Common Stock pursuant to an exchange agreement between the Issuer and Reporting Person, as previously approved by the Issuer's board of directors.

F3: Each share of Series Seed-1 Preferred Stock, Series Seed-2 Preferred Stock, and Series A-1 Preferred Stock automatically converted, without payment of additional consideration, into Class A Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4: One quarter (1/4) of the shares vested on January 1, 2019, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.

F5: One quarter (1/4) of the shares vested on May 2, 2020, and thereafter, the remainder of the shares vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.

F6: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) sale or transfer of such share of Class B common stock; (2) the death or incapacity of the Reporting Person; (3) the Reporting Person's departure from the Issuer's board of directors; and (4) on the final conversion date, defined as the earlier of (a) the seventh anniversary of the Issuer's IPO; or (b) the date specified by vote of the holders of a majority of the outstanding shares of Class B common stock.