XOMA Royalty Corp — Director's Dealing 2021

Mar 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2021-03-15

Reporting Person: VAN NESS W DENMAN (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-15	Common Stock	M	2366	$19.40	Acquired	12310	Direct
2021-03-15	Common Stock	M	3333	$4.03	Acquired	15643	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-15	Non-Qualified Share Option (Right to Buy)	$19.40	M	2366	Disposed	2027-09-15	Common Shares (2366)	Direct
2021-03-15	Non-Qualified Share Option (Right to Buy)	$4.03	M	3333	Disposed	2027-02-10	Common Shares (3333)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1	Indirect

Footnotes

F1: Owned directly through W. D. Van Ness IRA.

F2: This stock option grant is fully vested as of September 15, 2018.

F3: This stock option grant is fully vested as of February 10, 2020.