XOMA Royalty Corp — Director's Dealing 2021

Apr 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2021-04-09

Reporting Person: Neal James R (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-09	Depositary Shares - 8.375% B Cumulative Stock	A	8000	$25.00	Acquired	8000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	20849	Direct
Common Stock	4966	Indirect
8.625% Series A Cumulative Perpetual Preferred Stock	8000	Indirect

Footnotes

F1: Purchased 8,000 depositary shares, each representing 1/1000 of a share of the Issuer's 8.375% Series B Cumulative Perpetual Preferred Stock (the "Series B Preferred Stock"), with liquidation preference of $25.00 per depositary share, in the Issuer's public offering at the public offering price of $25.00 per share. The terms of the Series B Preferred Stock are set
forth in the Certificate of Designation of the 8.375% Series B Cumulative Perpetual Preferred Stock of the Issuer. Holders of the Series B Preferred Stock generally will have no voting rights, but will have limited voting rights if the Issuer fails to pay dividends for six or more quarters (whether or not declared or consecutive) and in certain other events.