XOMA Royalty Corp — Director's Dealing 2014

Mar 3, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2014-02-27

Reporting Person: KURLAND FRED (CFO & VP Finance)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-02-27	Common Shares	A	43448	—	Acquired	57640	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-02-27	Non-Qualified Share Option (right to buy)	$8.91	A	60000	Acquired	2024-02-27	Common Shares (60000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	19136	Indirect
Common Shares	5254	Indirect

Footnotes

F1: These shares were acquired pursuant to a grant of restricted stock units on February 27, 2014 under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan and are scheduled to vest in substantially equal installments on each of March 18, 2015, March 18, 2016, and March 18, 2017.

F2: Exercisable with respect to 1/48th of options in monthly increments beginning March 27, 2014 and ending February 27, 2018.