XOMA Royalty Corp — Director's Dealing 2014

Sep 16, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2014-09-12

Reporting Person: Walbert Timothy P (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-09-12	Common Shares	A	5500	—	Acquired	31297	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-09-12	Non-Qualified Share Option (right to buy)	$4.73	A	7000	Acquired	2024-09-12	Common Shares (7000)	Direct

Footnotes

F1: These shares were acquired pursuant to a grant of restricted stock units on September 12, 2014 under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan and are scheduled to vest in substantially equal installments on each of May 28, 2015, May 28, 2016, and May 28, 2017.

F2: Exercisable with respect to 1/12th of options in monthly increments beginning October 12, 2014 and ending September 12, 2015.