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XOMA Royalty Corp — Director's Dealing 2014
Dec 12, 2014
33020_dirs_2014-12-12_ffd50827-67c2-4518-8307-cb2dc8ef2e54.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2014-12-12
Reporting Person: LIMBER JOSEPH M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-12 | Common Shares | M | 5600.0 | $0.0 | Acquired | 27900 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-12 | Restricted Stock Units | $0.0 | M | 5600.0 | Disposed | 2015-12-12 | Common Shares (5600) | Direct |
Footnotes
F1: These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on December 12, 2013.
F2: Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. This nondiscretionary transaction represents the vesting of restricted stock units as shares of common stock.
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