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XOMA Royalty Corp — Director's Dealing 2012
Jun 19, 2012
33020_dirs_2012-06-19_bc523caa-d625-4680-823d-52ad4cbefebd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2012-06-19
Reporting Person: VAN NESS W DENMAN (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-19 | Non-Qualified Share Option (right to buy) | $3.03 | D | 6500 | Disposed | 2021-05-26 | Common Shares (6500) | Direct |
| 2012-06-19 | Non-Qualified Share Option (right to buy) | $5.83 | D | 15790 | Disposed | 2021-01-07 | Common Shares (15790) | Direct |
| 2012-06-19 | Non-Qualified Share Option (right to buy) | $3.03 | A | 6500 | Acquired | 2021-05-26 | Common Shares (6500) | Indirect |
| 2012-06-19 | Non-Qualified Share Option (right to buy) | $5.83 | A | 15790 | Acquired | 2021-01-07 | Common Shares (15790) | Indirect |
Footnotes
F1: This transaction represents the disposition of the fully vested option pursuant to the transfer of said option from Mr. Van Ness to "The Van Ness 1983 Revocable Trust".
F2: This transaction represents the acquisition of the fully vested option by the "The Van Ness 1983 Revocable Trust" pursuant to the transfer of said option from Mr. Van Ness to "The Van Ness 1983 Revocable Trust".
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