Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

XOMA Royalty Corp Director's Dealing 2012

Jun 19, 2012

33020_dirs_2012-06-19_bc523caa-d625-4680-823d-52ad4cbefebd.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2012-06-19

Reporting Person: VAN NESS W DENMAN (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-06-19 Non-Qualified Share Option (right to buy) $3.03 D 6500 Disposed 2021-05-26 Common Shares (6500) Direct
2012-06-19 Non-Qualified Share Option (right to buy) $5.83 D 15790 Disposed 2021-01-07 Common Shares (15790) Direct
2012-06-19 Non-Qualified Share Option (right to buy) $3.03 A 6500 Acquired 2021-05-26 Common Shares (6500) Indirect
2012-06-19 Non-Qualified Share Option (right to buy) $5.83 A 15790 Acquired 2021-01-07 Common Shares (15790) Indirect

Footnotes

F1: This transaction represents the disposition of the fully vested option pursuant to the transfer of said option from Mr. Van Ness to "The Van Ness 1983 Revocable Trust".

F2: This transaction represents the acquisition of the fully vested option by the "The Van Ness 1983 Revocable Trust" pursuant to the transfer of said option from Mr. Van Ness to "The Van Ness 1983 Revocable Trust".