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XOMA Royalty Corp — Director's Dealing 2012
Jul 2, 2012
33020_dirs_2012-07-02_a1b1e8bf-336b-47cb-80cf-958c46cfd0a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2012-06-15
Reporting Person: RUBIN PAUL D (Sr. VP Clinical Dev. & CMO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-15 | Common Shares | G | 3887 | — | Disposed | 0 | Direct |
| 2012-06-29 | Common Shares | M | 661 | $2.831 | Acquired | 661 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 2208 | Indirect |
Footnotes
F1: Bona fide gift exempt under Rule 16b-5.
F2: Shares acquired through the XOMA Ltd. 1998 Employee Share Purchase Plan (Amended and Restated through May 26, 2011). Exempt transaction under Rule 16b-3(c).
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