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XOMA Royalty Corp — Director's Dealing 2012
Jul 23, 2012
33020_dirs_2012-07-23_aebff9c7-d14f-4f37-8201-7c96c790efbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2012-07-19
Reporting Person: Neu Kelvin (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-19 | Common Shares | A | 16800 | — | Acquired | 16800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-19 | Non-Qualified Share Option (right to buy) | $3.53 | A | 23200 | Acquired | 2022-07-19 | Common Shares (23200) | Direct |
Footnotes
F1: Reflects Restricted Stock Units payable solely in Common Shares, which are scheduled to vest in substantially equal installments annually over three years beginning on August 14, 2013.
F2: Options become exercisable upon vesting, which occurs in 36 equal monthly installments over three years beginning on August 19, 2012.
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