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XOMA Royalty Corp — Director's Dealing 2012
Oct 1, 2012
33020_dirs_2012-10-01_9069f34d-8ebb-4509-bc2d-ad0c3ee463a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2012-09-28
Reporting Person: RUBIN PAUL D (Sr. VP Clinical Dev. & CMO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-28 | Common Shares | M | 542 | $3.5055 | Acquired | 1203 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 2208 | Indirect |
Footnotes
F1: Shares acquired through the XOMA Ltd. 1998 Employee Share Purchase Plan (Amended and Restated through May 26, 2011). Exempt transaction under Rule 16b-3(c).
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