XOMA Royalty Corp — Director's Dealing 2012

Nov 15, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XOMA Corp (XOMA)
CIK: 0000791908
Period of Report: 2012-11-13

Reporting Person: Varian John (Director, Director and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-11-13	Common Shares	M	4499	—	Acquired	4499	Direct
2012-11-13	Common Shares	M	96167	—	Acquired	100666	Direct
2012-11-14	Common Shares	S	1814	$2.5584	Disposed	98852	Direct
2012-11-14	Common Shares	S	38773	$2.5576	Disposed	60079	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-11-13	Restricted Stock Units	$0	M	4499	Disposed		Common Shares (4499)	Direct
2012-11-13	Restricted Stock Units	$0	M	96167	Disposed		Common Shares (96167)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	9342	Indirect

Footnotes

F1: These restricted stock units were granted on October 27, 2011 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3: These restricted stock units were granted on January 4, 2012 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014.

F4: Shares sold in the open market to satisfy the minimum amount of taxes required to be withhold in connection with the vesting of the shares.