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Xilio Therapeutics, Inc. — Director's Dealing 2021
Oct 26, 2021
34726_dirs_2021-10-26_c5de9416-02c7-4395-8248-e20e23c8905f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xilio Therapeutics, Inc. (XLO)
CIK: 0001840233
Period of Report: 2021-10-26
Reporting Person: RiverVest Venture Fund IV, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-26 | Common Stock | C | 832120 | — | Acquired | 832120 | Indirect |
| 2021-10-26 | Common Stock | C | 359324 | — | Acquired | 1191444 | Indirect |
| 2021-10-26 | Common Stock | P | 250000 | $16.00 | Acquired | 1441444 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-26 | Series B Preferred Stock | $ | C | 832120 | Disposed | Common Stock (832120) | Indirect | |
| 2021-10-26 | Series B Preferred Stock | $ | C | 359324 | Disposed | Common Stock (359324) | Indirect |
Footnotes
F1: Each share of Series B Preferred Stock and Series C Preferred Stock automatically converted into 1 share of the Issuer's common stock upon the closing of the Issuer's initial public offering on October 26, 2021. The shares have no expiration date.
F2: The shares held by RiverVest Venture Fund IV, L.P. ("RiverVest IV") are indirectly held by RiverVest Venture Partners IV, L.P. ("RiverVest Partners IV"), which is the general partner of RiverVest IV. RiverVest Venture Partners IV, LLC is the general partner of RiverVest Partners IV.
F3: The individual managers of RiverVest Ventures Partners IV, LLC are Jay Schmelter, John P. McKearn, Ph.D. and Niall O'Donnell. RiverVest Partners IV, RiverVest Venture Partners IV, LLC and each of the individual managers share voting and dispositive power with regard to the securities directly held by RiverVest Venture Fund IV, L.P.
F4: RiverVest IV purchased the shares in the Issuer's initial public offering.