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Xenon Pharmaceuticals Inc. — Director's Dealing 2021
May 20, 2021
31373_dirs_2021-05-20_302e3263-1697-41a9-a180-69c297147c99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xenon Pharmaceuticals Inc. (XENE)
CIK: 0001582313
Period of Report: 2021-05-18
Reporting Person: Hayden Michael R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Common Shares | M | 3500 | $3.85 | Acquired | 116206 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-18 | Stock Option (Right to Buy) | $3.85 | M | 3500 | Disposed | 2027-05-31 | Common Shares (3500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 92076 | Indirect |
| Common Shares | 114403 | Indirect |
Footnotes
F1: No shares were sold by the Reporting Person in connection with the exercise and the common shares issued as a result of the exercise are subject to the terms of a lock-up agreement executed by the Reporting Person in favor of the underwriters of the Company's public offering in March 2021.
F2: Michael Hayden is the president and principal beneficial shareholder of Genworks Inc.
F3: One-third of the total shares subject to the Option shall vest on the one year anniversary of the grant date, one-third of the total shares subject to the Option shall vest on the two year anniversary of the grant date, and the balance of the total shares subject to the Option shall vest on the three year anniversary of the grant date. The original grant date of the option is June 1, 2017.