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Xenon Pharmaceuticals Inc. — Director's Dealing 2021
Jun 3, 2021
31373_dirs_2021-06-03_79f48f51-8da0-4478-9743-731e115d3fc0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Xenon Pharmaceuticals Inc. (XENE)
CIK: 0001582313
Period of Report: 2021-06-03
Reporting Person: AULIN SHERRY (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| No securities are beneficially owned. | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.49 | 2026-03-10 | Common Shares (32) | Direct | |
| Stock Option (Right to Buy) | $8.40 | 2027-03-12 | Common Shares (813) | Direct | |
| Stock Option (Right to Buy) | $3.10 | 2027-10-22 | Common Shares (2292) | Direct | |
| Stock Option (Right to Buy) | $4.75 | 2028-03-11 | Common Shares (6511) | Direct | |
| Stock Option (Right to Buy) | $9.44 | 2029-09-15 | Common Shares (18334) | Direct | |
| Stock Option (Right to Buy) | $11.58 | 2030-03-11 | Common Shares (22000) | Direct | |
| Stock Option (Right to Buy) | $20.55 | 2031-03-11 | Common Shares (22000) | Direct |
Footnotes
F1: Not applicable.
F2: The shares subject to the option fully vested on December 31, 2019.
F3: The shares subject to the option fully vested on December 31, 2020.
F4: Vested 25% on October 23, 2018 and remaining 75% vesting thereafter over the course of the next 3 years, in equal amounts, on the last day of each month.
F5: Vested 25% on January 1, 2019 and remaining 75% vesting thereafter over the course of the next 3 years, in equal amounts, on the last day of each month.
F6: The shares subject to the option vest each monthly anniversary of the September 16, 2019 vesting commencement date over 3 years.
F7: Vested 25% on January 1, 2021 and remaining 75% vesting thereafter over the course of the next 3 years, in equal amounts, on the last day of each month.
F8: Vesting 25% on January 1, 2022 and 75% vesting thereafter over the course of the next 3 years, in equal amounts, on the last day of each month.