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Xencor Inc — Director's Dealing 2024
Mar 7, 2024
32653_dirs_2024-03-07_6de12803-e306-4889-9d63-3e5eb1e5db0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2024-03-05
Reporting Person: Dahiyat Bassil I (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-05 | Common Stock | S | 12528 | $23.429 | Disposed | 300097 | Direct |
| 2024-03-05 | Common Stock | A | 54538 | — | Acquired | 354635 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-05 | Stock Options | $22.85 | A | 327225 | Acquired | 2034-03-04 | Common Stock (327225) | Direct |
Footnotes
F1: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 34,094 restricted stock units.
F2: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 304 shares acquired in June 2023 and 408 shares acquired in December 2023.
F3: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.
F4: 25% of the shares subject to the option shall vest on the one year anniversary of March 5, 2024 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.