Xencor Inc — Director's Dealing 2024

Nov 13, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2024-11-11

Reporting Person: Desjarlais John R (SR. VICE PRESIDENT & CSO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-11-11	Common Stock	M	68684	$15.69	Acquired	268788	Direct
2024-11-11	Common Stock	S	68684	$23.4791	Disposed	200104	Direct
2024-11-12	Common Stock	M	12774	$15.69	Acquired	212878	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-11-11	Stock Option (Right to Buy)	$15.69	M	68684	Disposed	2025-02-11	Common Stock (68684)	Direct
2024-11-12	Stock Option (Right to Buy)	$15.69	M	12774	Disposed	2025-02-11	Common Stock (12774)	Direct

Footnotes

F1: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 14, 2024.

F2: Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $24.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: 25% of the shares subject to the option vested on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.