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Xencor Inc — Director's Dealing 2024
Dec 4, 2024
32653_dirs_2024-12-04_856d2647-390c-4675-9419-260e12e06284.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2024-12-02
Reporting Person: Montgomery Alan Bruce (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-02 | Common Stock | M | 8293 | $15.35 | Acquired | 17433 | Direct |
| 2024-12-02 | Common Stock | M | 5008 | $20.00 | Acquired | 22441 | Direct |
| 2024-12-02 | Common Stock | S | 13301 | $27.0299 | Disposed | 9140 | Direct |
| 2024-12-04 | Common Stock | M | 991 | $15.35 | Acquired | 10131 | Direct |
| 2024-12-04 | Common Stock | M | 430 | $20.00 | Acquired | 10561 | Direct |
| 2024-12-04 | Common Stock | S | 1421 | $27.0276 | Disposed | 9140 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-02 | Stock Option (Right to Buy) | $20.00 | M | 5008 | Disposed | 2025-06-08 | Common Stock (5008) | Direct |
| 2024-12-02 | Stock Option (Right to Buy) | $15.35 | M | 8293 | Disposed | 2025-03-17 | Common Stock (8293) | Direct |
| 2024-12-04 | Stock Option (Right to Buy) | $15.35 | M | 991 | Disposed | 2025-03-17 | Common Stock (991) | Direct |
| 2024-12-04 | Stock Option (Right to Buy) | $20.00 | M | 430 | Disposed | 2025-06-08 | Common Stock (430) | Direct |
Footnotes
F1: This transaction is pursuant to a 10b5-1 plan adopted by the Reporting Person on June 28, 2024.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.20, inclusive. The Reporting Person undertakes
to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each
separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.13, inclusive. The Reporting Person undertakes
to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each
separate price within the ranges set forth in this footnote.
F4: 1/3 of the shares subject to the stock option vested and became exercisable on March 18, 2016, and the remaining shares vested in equal monthly installments over the subsequent 24 months.