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Xencor Inc — Director's Dealing 2023
Jun 22, 2023
32653_dirs_2023-06-22_6fc5a132-dcd4-48fa-8520-c2bcfe41baea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2023-06-21
Reporting Person: Dahiyat Bassil I (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-21 | Common Stock | M | 76012 | $4.25 | Acquired | 325713 | Direct |
| 2023-06-21 | Common Stock | S | 33497 | $26.19 | Disposed | 292216 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-21 | Stock Option (Right to Buy) | $4.25 | M | 76012 | Disposed | 2023-09-03 | Common Stock (76012) | Direct |
Footnotes
F1: Underlying option due to expire in September 2023.
F2: Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.
F3: Represents first vesting date. Option vested over four years from date of grant.
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