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Xencor Inc — Director's Dealing 2023
Mar 6, 2023
32653_dirs_2023-03-06_a400c6f6-aea0-454c-82bf-be6f981d2110.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2023-03-02
Reporting Person: Kuch John J (SR. VICE PRESIDENT & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-02 | Common Stock | A | 12005 | — | Acquired | 130634 | Direct |
| 2023-03-03 | Common Stock | S | 919 | $31.5381 | Disposed | 129715 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-02 | Stock Options | $31.43 | A | 72029 | Acquired | 2033-03-01 | Common Stock (72029) | Direct |
Footnotes
F1: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.
F2: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units.
F3: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option
shall be fully vested on the four year anniversary of the Vesting Commencement Date.