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Xencor Inc — Director's Dealing 2023
Dec 29, 2023
32653_dirs_2023-12-29_2c3151b7-e297-40a8-8f25-d91f16945ff0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2023-12-29
Reporting Person: Dahiyat Bassil I (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-29 | Common Stock | M | 65001 | $11.05 | Acquired | 357929 | Direct |
| 2023-12-29 | Common Stock | S | 45000 | $20.926 | Disposed | 312929 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-29 | Stock Option (Right to Buy) | $11.05 | M | 65001 | Disposed | 2024-02-20 | Common Stock (65001) | Direct |
Footnotes
F1: Underlying option due to expire in February 2024.
F2: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 304 shares acquired in June 2023 and 408 shares acquired in December 2023.
F3: Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.
F4: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.