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Xencor Inc — Director's Dealing 2022
Mar 7, 2022
32653_dirs_2022-03-07_3a8abc1f-3e28-46f4-9326-768b45496461.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2022-03-03
Reporting Person: Desjarlais John R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-03 | Common Stock | S | 1240 | $29.8647 | Disposed | 100969 | Direct |
| 2022-03-03 | Common Stock | A | 35828 | — | Acquired | 136797 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-03 | Stock Options | $30.02 | A | 71656 | Acquired | 2023-03-03 | Common Stock (71656) | Direct |
Footnotes
F1: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,028 restricted stock units.
F2: The weighted average sale price for the transaction reported was $29.8647, and the range of prices were between $29.86 and $29.88. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
F3: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.
F4: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.