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Xencor Inc — Director's Dealing 2022
Mar 7, 2022
32653_dirs_2022-03-07_6a35013e-258e-48d0-a472-8e6ee77534c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Xencor Inc (XNCR)
CIK: 0001326732
Period of Report: 2022-03-03
Reporting Person: Eckert Celia (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-03 | Common Stock | S | 451 | $29.905 | Disposed | 9861 | Direct |
| 2022-03-03 | Common Stock | A | 19904 | — | Acquired | 29765 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-03 | Stock Options | $30.02 | A | 39809 | Acquired | 2032-03-03 | Common Stock (39809) | Direct |
Footnotes
F1: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 1,049 restricted stock units.
F2: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 377 shares acquired in June 2021 and 418 shares acquired in December 2021.
F3: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.
F4: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.